Nordic Issuing

Solves your issues

About Us

Authorisations

Nordic Issuing is a trademark of ATS Finans AB, which is supervised by Finansinspektionen (the Swedish Financial Supervisory Authority) with the following authorisations:

 

Authorisation to conduct securities operations in the form of:

  • the reception and transmission of orders in respect of one or more financial instruments;
  • execution of orders for financial instruments on behalf of clients;
  • dealing on own account;
  • underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis;
  • placing of financial instruments without a firm commitment;
  • the operation of trading platforms.

(Chapter 2, Section 1, 1,2,3,6 and 7 of the Securities Market Act (2007:528)

 

Permission to as ancillary services:

  • store financial instruments on behalf of customers and receive funds with accountability;
  • advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings;
  • services related to underwriting.

(Chapter 2, Section 2, Section 1,3 and 6 Securities Market Act (2007:528)

 

Authorisation to, as other ancillary activities:

  • conduct operations as a Certified Adviser

(Chapter 2, Section 3 of the Securities Market Act (2007:528)